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Trade Reporting And Compliance Engine
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91	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]November 6, 2007 Self-Regulatory Organizations; National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory A Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-08 14:13:44 Financial Industry Regulatory Authority Securities Exchange Act United States Self-regulatory organization U.S. Securities and Exchange Commission NASDAQ ACT Trade Reporting And Compliance Engine United States securities law Economy of the United States Financial regulation
92	Federal Register / Vol. 68, No[removed]Tuesday, November 4, [removed]Notices filed in the United States Patent and Trademark office, and are available for licensing. DATES: November 4, 2003. FOR FURTHER INFORMATION CONTACT: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-09 12:55:16 Financial system Trade Reporting And Compliance Engine Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization Fee U.S. Securities and Exchange Commission Security United States securities law Financial regulation Business
93	3416 Federal Register / Vol. 69, No[removed]Friday, January 23, [removed]Notices SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-06-09 13:00:41 Financial system Financial Industry Regulatory Authority Securities Exchange Act Trade Reporting And Compliance Engine U.S. Securities and Exchange Commission Self-regulatory organization NASDAQ Fifth Amendment to the United States Constitution United States securities law Financial regulation Economy of the United States
94	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 24, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Cha Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-24 19:42:30 Business Trade Reporting And Compliance Engine Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission Security Alternative display facility ACT Securities market United States securities law Financial regulation Financial economics
95	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASD[removed]December 15, 2003 Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the National Association of Securities Dea Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-07 13:43:54 Financial regulation Securities Exchange Act Trade Reporting And Compliance Engine Securities Act U.S. Securities and Exchange Commission Security NASDAQ Financial Industry Regulatory Authority Securities market United States securities law Finance Financial economics
96	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-09-26 15:07:00 Business Financial Industry Regulatory Authority Securities Exchange Act Self-regulatory organization U.S. Securities and Exchange Commission NYSE Euronext New York Stock Exchange Selling away Trade Reporting And Compliance Engine United States securities law Economy of the United States Financial regulation
97	Order Approving a Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Dissemination of TRACE Trade Information; Rel. No[removed], File No. SR-NASD Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-29 16:47:29 73rd United States Congress Financial economics Financial system Securities Exchange Act Stock market Trade Reporting And Compliance Engine Rule 144A Financial Industry Regulatory Authority Securities Act United States securities law United States Securities and Exchange Commission Financial regulation
98	Notice of Filing of Proposed Rule Change Relating to Dissemination of Information on TRACE-eligible Securities Transactions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-03 17:04:04 73rd United States Congress Financial economics Economy of the United States Stock market Securities Exchange Act Trade Reporting And Compliance Engine Rule 144A Financial Industry Regulatory Authority Securities Act United States securities law United States Securities and Exchange Commission Financial regulation
99	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]September 24, 2013 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effect Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-24 19:43:00 Trade Reporting And Compliance Engine Economy of the United States Business Securities Exchange Act U.S. Securities and Exchange Commission Selling away United States securities law Financial regulation Financial Industry Regulatory Authority
100	Microsoft Word - 34-54768v2.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-11-17 16:53:38 Investment 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Stock market Financial Industry Regulatory Authority Trade Reporting And Compliance Engine NASDAQ Self-regulatory organization United States securities law Economy of the United States Financial economics